Disclosures

NPA Financial Services, Inc. is dedicated to making sure our investors remain knowledgeable and supplying them with the information necessary to make well-informed investment decisions.

Here you can find information on some of our policies and procedures that you may want to consider discussing with your Financial Advisor. As always, your NPA Financial Services Advisor will be happy to discuss these policies with you should you have any questions.

• Privacy Policy
• Business Continuity Plan Summary
• Payment for Order Flow
• Arbitration Disclosure and Agreement
• Order Routing Information
• Customer Identification Verification
• Code of Ethics
• Fee Schedules
• SIPC Coverage