|Legal & Compliance|
Helping you comply with a constantly changing regulatory environmentOur compliance staff has the product knowledge and practical experience that will allow you to conduct your business in an effective manner, while helping you comply with the constantly changing regulatory environment.
Services that the Nationwide Planning Compliance Department provides to ensure that your practice runs as efficiently as possible include:
Making The Move
Growing Your Practice
"As a broker dealer in the independent distribution channel, NPA Financial provides all the tools necessary to serve clients. The Technology and Compliance Departments, however, are what separate Nationwide from the rest of the industry. They are always searching for new products, ideas and services so they can keep up with the industry trends and to achieve the client’s current concerns and goals."
Antonio Suarez Borelli