Operation Support Services

Outstanding Support to Exceed Advisor Expectations

Commissions

Our firm has crafted a commission policy, where it is our mission to ensure that our representatives remain satisfied with the manner in which commissions are maintained and eventually paid directly to them. Key commission policy features:

• Commissions paid weekly via an Electronic Funds Transfer (EFT)
• Statements generated weekly and e-mailed

Product due Diligence Services

Rather than a “one-size-fits-all” philosophy that permeates the product offerings of many large firms, NPA Financial offers our advisors a full suite of investment and financial planning products. We focus our due diligence toward determining which products are “best-in-class,” rather than limiting your choices to a handful of preferred partners, so advisors are well-equipped for any client need.

Product Expertise

Through years of experience, our Operations Support Team has acquired exceptional knowledge and expertise on the wide range of products available to our advisors. Our capabilities are in the most demanded arenas – from basic mutual fund and equity trading products to fixed income and advanced cash management services. Our Operations Support Team also offers trade processing services for our financial advisors and their clients.

Trade Processing

Our Operations Support Team, which is staffed by a team of licensed professionals, offers trade processing services for financial advisors and their clients. Responding quickly to general inquiries, taking ownership of problem resolution and providing expedient approval for special account requests – we make it easy for advisors to focus on their clients and business development.